Mr. Artit Suntawanic Mr. Artit Suntawanic alleged offenders in operating securities businesses and derivatives businesses of investment advisory without obtaining license from the SEC by using

Globalview Consulting Co.,Ltd. Globalview Consulting Co.,Ltd. colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management by

advisory and private fund management by advertising, soliciting and using website http://www.qb-corp.com without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535

Mr. Gary Bradford Mr. Gary Bradford colluded with other alleged offenders in operating securities businesses of brokerage, investment advisory and private fund management. Furthermore, PPI used

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

preparedness and response. Professor Dr. Surakiart Sathienthai, Advisory Vice Chairman and Executive Chairman of the Friends in Need (of “PA”) Volunteers Foundation, along with the Foundation Committee

respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1)  Intermediaries, i.e., securities investment advisory service

the 3-month period ending 31 March 2018. 1.2 Approved the entering into the Business Development Advisory Service Agreement between S Hotels (a subsidiary of the Company having 99.99 percent of total

Industry Consultative Panels, and gathered comments on and recommendations for the Roadmap. A representative from the United Nations Development Programme (UNDP) also shared insights on the Guiding

งาน รวมถึงผู้แทนจากสำนักงานเศรษฐกิจการคลัง สำนักงานเลขาธิการอาเซียน และธนาคารพัฒนาเอเชีย ยังได้มีการจัด ACMF Industry Consultative Panel (AICP) ขึ้น เพื่อเปิดรับความเห็นและมุมมองที่เป็นประโยชน์จากผู้แทน