investment upon approval of the SET Board of Governors, and (4) the composition of the CMDF Board shall be restructured.  The received public comments and the Ministry of Finance's resolution from the previous

prescribed by ACMF, for example, the research report is produced by licensed person by the home regulator and has already been promulgated in the home country, the promulgation is made upon consent of the

obtaining upon retirement, both financial and lifestyle management must be appropriately adjusted. The visitors will learn of knowledge on financial planning and management of pensions, financial products for

delivery upon exercise of conversion rights. The agreement should allow respective counterparties to settle damages claims so as to protect investors? interests and lessen possibility of litigation;4

securities. Upon findings of Wichai?s dishonest conducts, Jadesada had adjusted approach and scope of his audit performance into the transactions in 2008-2009 which was based solely on Wichai?s confession, the

Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed

arrangement can be implemented upon grant of approval. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the

relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system.  Outsourcing however does not discharge

Protection for Subscribers upon the Expiration of Concession Agreements or the Agreement to Operate B.E. 2013. and (2) the Arbitral Tribunal ordering TRUE to pay TOT Public Company Limited (“TOT”) penalty for

securities company shall be terminated upon the person’s vacating the position, such as upon an expiration of the term of office and no re- appointment has been granted, or due to a tender of resignation from