profit or sharing income among themselves, securities business, only by virtue of the provisions of this Act.
,*$, ก 7ก!Y, Fund Ticker ARKQ CUSIP 00214Q203 K&& K/8(Benchmark) - S&P 500 Index - MSCI World Index 6ก8 USD TUKก!ก (Manager) ARK Investment Management LLC 3QY"5 (website) www.ark-funds.com !!*$&U"w
/ Building Moo Trok / Soi Road Sub-district District Province Zip Code Country Tel. Fax. E-mail Overseas Address : (only for a non-Thai national, please specify overseas contact address) 1.6 Academic
ensure transparency and benefits for investors? decision making. Foreign CRAs wishing to do business in Thailand must already be operating in their home country and recognized internationally. Only
Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 83 of the Penal Code regarding METRO and TUCC shares. The Court inflicted the punishment of 2
November 13, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code regarding METRO and TUCC shares. The Court
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. PAGE UNOFFICIAL TRANSLATION (Revised 2015
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages