their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and

to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via

mainly due to the loan taken to finance the acquisition of the hotel business in Europe and a loan taken to finance the acquisition of 6-14 Underwood Street office building. 1.6 Income Tax Expenses Income

judgment and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over, provided that the action taken

://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate revenue. The fees shall become

สินทรัพย์ดิจิทัล https://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate

digital asset service providers to the Ministry of Digital Economy and Society, which has taken action to restrict access to such platform** in order to enhance law enforcement efficiency and to prevent

expressed support for the proposed principles and amendments, and some also provided recommendations to enhance this proposal.In drafting the amendments of relevant regulations, the SEC has taken the

legal action taken under the SEA to the AMLO since the offences in this case also constitute a predicate offence under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. Filing a criminal

amendments. The SEC has taken the public and stakeholders’ comments and recommendations into consideration. On 15 August 2023, the SEC Board Meeting No. 13/2566 approved the proposed amendments in