Fund or CISs in Home Economy satisfied those stipulated in section 17 of the Passport Rules (Annex 3) of the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds
not contain the information specified in the registration statement listed above and other disclosure requirements stipulated by the SEC Thailand. Page 5 of 5 Form 69 – CIS annually update Part III
investor”, “ultra-high net worth investor” and “high net worth investor” shall have the same definitions as specified in the Notification of the Securities and Exchange Commission concerning Determination of
, the maintenance of net capital complies with the rules as stipulated in the Notification of the Securities and Exchange Commission, as the case may be; (b) In case of mutual fund management company or
investor” and “high net worth investor” shall have the same meaning as the terms specified in the Notification of the Securities and Exchange Commission concerning Determination regarding Definition of
under this Notification shall be stipulated to ensure corresponding compliance by the securities clearing houses with the Notification of the Capital Market Supervisory Board No. Tor Thor. 32/2559 Re
) shall be specified in the remark section for investors’ information. 12.2 Fees to be charged to unitholders The fees charged to unitholders, both as stipulated in the mutual fund scheme and as actually
Maximum of 500 characters of information shall be provided on the following: • Types of fund shall be classified in accordance with the requirements specified in the Notification on Investment of Funds