Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
INNOVESTX SECURITIES COMPANY LIMITED | Q6/2015
INNOVESTX SECURITIES COMPANY LIMITED | Year 2015
Line อ้างชื่อ Allocate securities : Unlicensed securities and derivatives business (Disclosure Date : 19/12/2024)
Facebook page "Amazon Ohkajhu Securities" : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2025)
Facebook page "Amazon Trading Securities" : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2025)
Line and Application "CST SECURITIES" : Unlicensed securities and derivatives business (Disclosure Date : 21/08/2025)
Facebook page "Cafe Amazon Securities" : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2025)