Exchange Act B.E. 2535 (1992) (SEA) and the imposition of the statute of limitations for criminal cases on civil lawsuits in order to enforce civil sanctions under Section 317/13 of the SEA are not contrary

The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All  |  Criminal Complaints  |  Cases

information technology to support the work-from-home routine. In the past, the rules allowed employees of business operators to perform duties from home only during emergency situations (under BCP plan), but

. The training combined theoretical lessons and hands-on labs that can be applied in real-world situations to reduce risks and potential impacts on organizations. Additionally, the event provided a

progress of the current situations and the Fund’s operating strategies and make further inquiries with the management company to gather comprehensive and adequate information for making investment

The SEC has implemented the regulatory guillotine scheme,** which aims to review and revise regulations to suit the current situations, enhance competitiveness, and facilitate operations of

mutual fund issue and deliver certifying documentation of rights over investment units? And how? (b) In what cases and conditions may the rights of the mutual fund unit holders be restricted and how? In

of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search   Relevant Informations > Criminal Sanction

: Type of Enforcement : -- All -- Administrative Orders Administrative Sanctions Cases Settled Civil Sanction Criminal Complaints Date from : To : Keyword : Search   Relevant Informations > Criminal

aims to standardize the SEC regulations in line with the changing situations to ensure that only necessary regulations are issued and enforcement is effective. In any case, appropriate investor