SEC has discussed with the Stock Exchange of Thailand (SET), the Association of Thai Securities Companies, and the Investment Analysts Association, to develop a shared approach to revising the
as securities; (2) Revising the provisions related to bills to enhance clarity. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=972. Stakeholders and
, revising the conditions for obtaining a license to allow applicants to choose whether to engage in mutual fund or private fund management, thus avoiding the burden of setting up systems for services they do
operators*. The key points of the draft regulations are as follows: (1) To revise the minimum capital requirement to support digital asset business operations. This includes revising the net capital (NC
other creditors for operations within one year from the date of the Bondholders' Meeting No. 1/2025 (if any). (4) Revising the terms and conditions of the two extended bond series (NAKON25OA and
the maturity date; (3) Revising the interest payment schedule from quarterly payments to semi-annual payments; (4) Increasing the bond interest rate from 7.75 percent per year to
December 2025, to a full repayment of the outstanding principal on the maturity date on 9 December 2026; (3) Revising the interest payment schedule from quarterly payments to semi-annual payments; (4
and understanding of business operation. The SEC took such suggestions into consideration in revising the proposed principles to enhance suitability. The SEC, therefore, issued two relevant
conducted a public hearing on a proposed amendment to the regulations on custody of clients’ assets. Comments and recommendations from the hearing respondents were taken into consideration when revising final
The SEC has recently issued a rule revising the definitions of institutional investor, ultra-high net worth investor and high net worth investor* used for investment in financial products under