financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing

mutual funds are allowed to invest, requiring asset management companies to notify investors prior to raising fees or expenses, waiving the limitation rule on unitholding over one third when certain

investors, SEC will relax the regulations for digital token offering with limited number of investors, limited fund-raising amount or limited type of investors. Such offer must be made to: (1) no more than

investors’ protection against fraud, SEC-approved offer of digital tokens does not guarantee success, prices or returns of fund-raising projects. Investors may suffer losses or find limited choices in

consideration on revision of plan for financial literacy and supervisory approach to be more suitable.?The SEC?s plan for financial literacy of Thai investors will focus on raising public awareness on necessity

retirement. Also, the SEC roles and access to the SEC will be presented, particularly awareness initiatives to promote saving and investment for everyone as well as fund raising for all levels of businesses

channel for fund raising and investment in real estate. REIT regulation will be in line with international practices and provide more flexibility in terms of investment and management than property fund

way for an integrated ASEAN capital market and upcoming AEC. I also wish to encourage other ASEAN members to become signatories to this MOU to promote yet further fund raising opportunities in this

global markets. As such, alternatives for both fundraisers and investors will be widened which will not only foster the growth and attractiveness of Thai capital market, but will also back fund raising and

Bangkok, February 12, 2013 ? The SEC places a high priority on raising the quality of information disclosure of listed companies, particularly management discussion and analysis (MD&A) in the annual