a person has committed a legal offense involves the investigative powers of the inquiry officer, the decision to prosecute by public prosecutors, and ultimately the judicial discretion of the court in

judicial discretion of the court in rendering a verdict. In this regard, the SEC will monitor the progress of the ongoing legal proceedings and fully cooperate with relevant authorities in subsequent

liable to collusion to commit a fraud and failure to perform duties with responsibility, discretion and integrity. NMG subsequently suffered damage from their violation or failure to perform duties

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

of an action by the public prosecutor, as well as the discretion of the court of justice, respectively. ________________________ ** To be effective from 13 April 2019

Department of Special Investigation, the prosecution by the public prosecutor, as well as the discretion of the court of justice, respectively. -----------------------------------The information contained in

pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client

ensure proper discretion;(2) Human resources (HR): Deficiencies were persisted in some audit firms concerning inappropriate human resources allocation and inappropriate performance evaluation criteria

companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset

ตลาดหลักทรัพย์ขึ้นเครื่องหมาย C (Caution) หรือมีคำสั่งห้ามซื้อหรือขายหลักทรัพย์จดทะเบียนของบริษัทเป็นการชั่วคราว โดยขึ้นเครื่องหมาย SP (Trading Suspension) เนื่องจากมีการลงทุนในลักษณะเป็นการประกอบธุรกิจบริหาร