in the Departmental Level State Agency Category. The SEC is committed to leveraging digital technology to continuously enhance services and operational efficiency under the principle of providing
Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that
centralized service providing investors with access to consolidated data of their LTF holdings will be available on SET website to support their decision-making on LTF investment switching under the
exchange(2) Digital asset broker(3) Digital asset dealer(4) Digital asset fund manager, providing client asset custody services(5) Digital asset advisory services, providing client asset custody services(6
Navigating Associated Risks from Key Stakeholders," along with workshops on "Generative AI Governance" and "Studies of Cybercrime Next Door." Additionally, there were booths providing insights into
investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous
/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; (2
of human rights and providing legal education to the public. Mrs. Aranya Thongnamtako and Mr. Sahakarn Petchnarin, Deputy Permanent Secretary of Ministry of Justice, accepted the donation on 24 March
exchange. While the investment objective in relation to derivatives trading will no longer be limited, derivative brokers, in providing the service, will be required to comply with rules and practices
independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers