diligence concerning:1. Information on counterparty that may have relationship with issuing company. As such counterparty was being under criminal proceedings by public authority, the result may impact the
Police against {X1} Co., Ltd. and {A}. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD Police at 0-2237-1199 for further legal proceedings
connection, Yongyuth and Vorapin are deemed as having untrustworthy characteristics of a publicly held company director and executive throughout the criminal proceeding period. On criminal proceedings, they
. As the said four alleged offenders declined to enter the settlement procedure, the SEC therefore filed the criminal complaint against them with the DSI for further legal proceedings. In any case, the
offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD
process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings. In any case, filing a criminal complaint commences the criminal justice administration whereby
further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by
for further legal proceeding. As a result, Paweena is banned from holding director or executive positions in any securities issuing company while the legal proceedings are underway. In any case, filing
has also reported the legal proceedings under the SEA to the AMLO as the offenses in this case constitute a predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999), as amended. This
Complaint Proceedings of Licensed Derivatives Brokers 14/11/2005 01/12/2005 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900