on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund

indicating the customer's confirmation that he or she was the person sending the securities trading orders must also be included."      

indicating the client allowed {B} to make securities trading decisions on the client's behalf. In addition, OSK Securities probe further into the case and found that {C} failed to record several securities

PT Millennium Penata Futures, and Kasemsak Sirisrisornchai, a director of J.R.A. Business Center Ltd.  This follows complaints indicating that the aforesaid firms represented themselves to the general

based on reasonable evidence indicating that the said persons  agreed or conspired with former executives of a securities company in using their own trading accounts or other persons? to manipulate the

applicant shall comply. Clause 12 In cases where additional facts appear to the SEC Office after the approval for an offer for sale of debt securities, indicating that the facts and circumstances that the SEC

Company has net profit attributed to owners of the parent of 987 million baht or 3.95 baht per share, showing a record growth rate of 6% y-y and 21% q-q. The financial performance can be summarized as

showing the amount of funds or assets per unit to be returned to the unitholders. Additionally, the liquidator is required to send copies of the financial statements to the unitholders or publish them on

Ratchasak and related persons with the DSI for falsifying a 10.5 million baht revenue in POWER?s financial statements for the year 2004 used for showing company profit with the request to be removed from the

between the unitholders and the management company shall not contain: (a) any term indicating that the infrastructure mutual fund has the right to recall the returning capital or benefits rightfully