exchange, as the case may be. “clearing house” means a clearing house for transactions related to derivatives, or a clearing house for transactions related to securities, as the case may be. “person with the
, the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering
from the date of receiving the application together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 4 An approved person shall take the
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) _________ Whereas Section 24 of the Derivatives
hereto. I hereby certify that all of the aforementioned documents contain the information which is correct, accurate and complete in all respects. I also certify further that the said documents neither
the details are as following. (a) Sale share common stock 38,300,000 Baht (b) The loan of the company amount 146,700,000 Baht The Buyer has not been connected person under the Notification of The Board
directly and indirectly by Berli Jucker Public Company Limited and is not a related person of the Company. This morning (23 November 2018), the Company shall complete the transfer of such shares to Big C
accordance with the regulations governing Sustainable and Responsible Investing Fund (SRI Fund). Investors could check the list of Thailand ESG Fund upon their complete registration with the SEC via this
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC