to receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the
receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the
Office governing rules, conditions and procedures for handling customers’ assets deposited with the custodian; 4. The person whom the applicant will appoint as a custody agent shall be any of the following
of registration. Clause 6. In performing duties of fund supervisor relating to the custody of mutual funds’ assets, a registered person shall operate as prescribed by the Notification of the Office
preparing records of clients’ assets from those responsible for physical keeping of such assets , and each transfer of clients’ assets shall be approved by the company’s authorized person who shall be neither
records of clients’ assets from those responsible for physical keeping of such assets, and each transfer of clients’ assets shall be approved by the company’s authorized person who shall be neither a person
Cease Such Business to Connected Person Attn.: President The Stock Exchange of Thailand Enclosure Information Memorandum re: The Disposition of Assets Relating to the Business of Manufacturing Accessories