Nowadays, while advanced technologies bring benefits to the public, especially in terms of news and information feeds and communication tools, there are individuals who fall victims and suffer damage
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC
Royal Joint Venture Company Limited, which sells arms, aircraft, warships, including spare parts Radar and signaling devices of said items to government agencies, juristic persons and individuals. The
individuals above had personal relationships, financial trails or connections through associated persons. Specifically, (1) Pasu, (2) Vichan and (3) Akarat colluded to manipulate the price or trading volume of
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
Related Persons of Unitholders of Property Funds for Solving Financial Institution Problems, Mutual Funds for Solving Financial Institution Problems and Property and Loan Funds
การจัดตั้งและจัดการกองทุนรวมที่เกี่ยวข้องกับบุคคลซึ่งมีความสัมพันธ์กับบริษัทหลักทรัพย์จัดการกองทุนรวม (affiliated persons)
Re: Prescribing Factors in Considering the Seriousness of Behavior as Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with