switching: Requiring asset management companies (AMC) to review that the fund’s articles and other relevant requirements are abided by the relevant laws and regulations, particularly, the investment policy

), particularly for digital tokens without custody risk. On 6 March 2025, the SEC Board’s Meeting passed a resolution approving revision to the net capital ("NC") requirements of digital asset business operators

, particularly the duties of the boards of directors, which are primarily responsible for setting policies and directions for businesses that must safeguard shareholders' interests. The SEC’s roles include

-General, said “Solid skills to make appropriate financial planning and money management, particularly during the current context of economic and financial volatilities around the world, would be a strong

-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers

asset businesses went into effect on 14 May 2018.“SEC has a duty to standardize business practices to ensure that operators are well-equipped in terms of management, work systems, particularly

, Advocacy and Standards, CFA Institute, said: “ESG analysis has become increasingly important to investment professionals globally, particularly as governments, asset owners, and investors consider the impact

retirement. Also, the SEC roles and access to the SEC will be presented, particularly awareness initiatives to promote saving and investment for everyone as well as fund raising for all levels of businesses

implementing anti-graft practices. Should they raise concern and seriously implement policy to fight against corruption, it will bring about social pressure to reinforce social performance, particularly for the

of Corporate Affairs presenting the new Principles at the Asian Corporate Governance Roundtable in Bangkok on 29 October 2015. "The new Principles are particularly relevant for Asian growth companies