of investment management companies. Whenever any of the law, regulations, or documents in paragraph one is issued or amended, investment management companies shall inform, by any method, their fund
’ meeting resolves to approve the raising capital and the resolution conforms to the conditions as follows: 1. in case of offering for sale of units to some specific unitholders, there is no unitholders
FACTORS 1. The registration statement shall prominently disclose risk factors that are specific to the issuer and its industry and had materially affected or could materially affect, directly or indirectly
application and the evidentiary documentation as prescribed in the Licensing Manual for the Public, the SEC Office shall ascertain the facts in accordance with the procedure and method as prescribed in the
transaction size, when including transaction size of the disposal of assets of the Company and JMT, which is a subsidiary of the Company, in the past 6 months, of 22.07 percent according to calculation method
) keeping such stored information according to the specific periods as prescribed by other particular notifications (if any). Chapter 4 Prevention and Management of Conflicts of Interest
information according to the specific periods as prescribed by other particular notifications (if any). Chapter 4 Prevention and Management of Conflicts of Interest _____________________________ Division 1
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
to support the using of new technology in several activities in capital market, in particular fundraising, trading, and clearing and settlement. We believe that the embrace of innovation would promote