.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records
Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be
country that is a collective investment scheme, whether in the form of a company, trust, or any other form; (2) a fund established under the laws of a foreign country of which the main objective is to make
) information according to sub clause (a) and (b) arranged in form which the client would be able to understand correctly and without being mistaken; (4) the advertisement shall have appropriate caution regarding
continual basis from 2015 to 2017; (2) managing private funds without taking the clients’ best interest into consideration. In so doing, he arranged for the clients to invest in a foreign fund
) Date Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 19 January 2023
Analysis ( 0 record(s) found) Date Time Heading Link Data not found SEC has ordered to amend Finanacial Statements ( 0 record(s) found) Name Description Details Data not found Last updated on 13 January 2025
Bangkok, February 15, 2011 ? The SEC has extended the submission date of the special audit report of Bliss-Tel Plc. (BLISS) until no later than February 28, 2011. Earlier, the SEC had ordered BLISS
Bangkok, November 9, 2011 ? The SEC ordered Tongkah Harbour Plc. (THL) to arrange a special audit with regard to the company?s internal control, appropriateness of connected transactions and asset
SEC has ordered THL to arrange to have a special audit by the SEC approved auditor under Big Four firms on doubtful management and internal control, appropriateness on entering into transactions with