the part relating to his or her responsibility, incorrect and incomplete information and functioning of the computer system, failure to achieve information or utilise computer system consistently or in
value of the businesses and help mitigate risks associated with incorrect financial statements. In this regard, FAP is well aware of the importance on this matter and will push forward to include the
accounts or documents, or made incomplete or incorrect accounts, he shall be liable to 5-year imprisonment and a fine of 500,000 baht.These made the total punishment of 94-year imprisonment and a fine of
documents in full according to the procedures specified in the Licensing Manual. Remarks: ** If the application or evidentiary documentation is incorrect or incomplete and cannot be fixed or filled up at the
issues; their opposing views and reasons against the proposed agenda etc. 13.6 The company has the following procedures: 13.6.1 Filling and Classification with completeness on important documents. 13.6.2
the times that accept the user for entering incorrect password. For the general practice, it is not exceed three times. · providing a method for deliver the password to the user strictly and safety such
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
attention to suspect that the aforesaid information is incorrect, incomplete, false, misleading or lacking any material information that should have been disclosed. As the evidence that all of the documents
นาจะเพียงพอแลว คาชดเชยทีเ่กิดจากการลงทุนผิดพลาดเห็นควรให เปนไปตามแนวทางของ Incorrect Pricing ซึ่งมีประกาศ รองรับอยูแลว จํานวน 30,000 บาท ตามที่สํานักงานกําหนด เปนตวัเลขสถิติสูงสุดที่รวบรวมจาก
exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of giving