On 26 October 2022, the SEC Thailand led by Ms. Ruenvadee Suwanmongkol, Secretary-General, and Mr. Pornpong Sakdapat, Assistant Director of the Investment Management Policy Department, together with
management discussion and analysis (“MD&A”) for Q3/2020 to the SEC office within the period specified in the notification which is within on November 16, 2020. but GL submitted that financial statement to
side, executives of the Stock Exchange of Thailand (SET), Association of Thai Securities Companies (ASCO) and Association of Investment Management Companies (AIMC) met with Japanese financial
shares by using the company?s undisclosed information concerning a deal on large disposal volume of SLC shares by its major shareholders and executives to a new investor and subsequent changes in the
hold a seminar to impulse board of director and top executives of securities and asset management companies to realize the importance of joining Collective Action Coalition (CAC). So far, four securities
Interest |- Securities Lending / Credit Balance (Section 102) |- Protection of Customer Assets (Section 98(3)) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel
Allocation (Section 81) Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major Shareholders | - |- Approval
Printable Format - Laws and Regulations Business Operation Rules |- Net Liquid Capital Rule (Section 97) |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Major
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from