barred from holding such positions in such companies by virtue of the SEA. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a
market personnel and lack qualifications for the director and executive positions of issuing firms throughout the complaint period. Arada?s investor contact approval is also revoked,? said SEC Deputy
derivatives position of each member and client; (c) a monitoring and reporting system with respect to derivatives positions of members and clients whose positions reach the level specified by the derivatives
equivalent positions in the capital market business; (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working
financial transactions through her own bank account, and (7) Veerawat, who also knew and persuaded several persons ? namely, Pattarapob, Sunchai, Teerasit and Kitisan ? to take the positions of director and
positions for two years and two months and suspended his status as securities investment analyst until December 31, 2014, the remaining approval period. In addition, the SEC will not consider his application
functions under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager ; (3) person holding a position equivalent to the positions
. Clause 5 Personnel in the capital market business performing functions under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager
under Clause 4(1) are persons holding the following positions, excluding the person under Clause 10: (1) director; (2) general manager; (3) person holding a position equivalent to the positions under sub
committee of which performs the duty of derivatives business management, or any other equivalent positions called otherwise shall: 1. possess a bachelor’s degree or higher or an equivalent degree certified by