Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business
On 8 February 2024, the Central Bankruptcy Court issued an order to Phelps Dodge for the business rehabilitation and appointed EY Corporate Advisory Services Co., Ltd. as the plan administrator
P.T.RESEARCH Co.,Ltd. Website: www.kimston.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)
Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)
Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)
U.S.ADVANCE Co.,Ltd. Website: www.winstarasia.com : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2013)
WorldWideMarkets, LTD Website: www.worldwidemarkets.com : Unlicensed securities and derivatives business (Disclosure Date : 03/04/2017)
KRUNGTHON THAVEESAP CO.,LTD. : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2018)
CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)