Responsible Fund Standards)

emphasize the importance of fostering effective, transparent, and accountable management across all business sectors, while considering the benefits of stakeholders, and encouraging Thai businesses to

statements of securities companies in the category of Non-public Accountable Entities (NPAEs); and ?4.? To report financial transactions related to agricultural derivatives business more appropriately.? The

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมมือกับองค์การสหประชาชาติ (UN) Principles for Responsible Investment (PRI) กองทุนบำเหน็จบำนาญข้าราชการ (กบข.) และสมาคมบริษัทจัดการลงทุน

Mr. Cholnatee Sopak Mr. Cholnatee Sopak, at the time of the incident serving as Assistant Managing Director of the Bondholders’ Representative Division and the person responsible for overseeing the

Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted

Mr. Graham Leslie Arthur Peveller Mr. Graham Leslie Arthur Peveller as the Director responsible for the operation of Chartered Asset Management Co.,Ltd., Bowen Reece Co., Ltd., Harvey Dunbar Co., Ltd

Mr. Sompong Witthayaraksan Mr. Sompong Witthayaraksan, the former chairman responsible for the operation of S.E.C. Auto Sales and Services Plc. (SECC), conspired with Miss Nipaporn Khomkla, the

Apple Group Company Limited Apple Group Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company

QR Auto Car Ltd. QR Auto Car Ltd. aided and abetted Mr. Sompong Witthayaraksan, former chairman of S.E.C. Auto Sales and Services Plc. (SECC) responsible for the operation of the company and