-2561.pdf สนับสนุนให้เกิดโครงสร้างพ้ืนฐานท่ีส่งเสริมให้การใช้เทคโนโลยีในการท าความ รู้จักลูกค้าเป็นไปอย่างมีประสิทธิภาพ ( Electronic know your client : e-KYC) 39,000 31,636 ยุทธศาสตร์ D รู้เท่าทันความเส่ี

companies and departments. These members should be disciplined to save money and must know have knowledge have to invest affectively. Also, fund committees must have enough knowledge and understanding to

.;    (2)  Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that

& Qualifications (Section 25) |- Business Conduct (Section 18) | - |- Licensed Companies | - |- Registered Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk

markets business to submit trading order and not an employee of Jitta Wealth Asset Mannagement Co.,Ltd, there may be a risk that person who are not under the company know about the information and use it

Before providing investment service in the capital market, intermediaries, such as securities companies and asset management companies, must know their investors or clients’ detailed information

การท าความ รู้จักลูกค้าเป็นไปอย่างมีประสิทธิภาพ ( Electronic know your client : e-KYC) 39,000 31,636 ยุทธศาสตร์ D รู้เท่าทันความเส่ียงและก ากับ https://www.sec.or.th/TH/Template3/Budget/2561/sec

increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the

operators and relevant agencies, thus, needs to know and understand the principles and rationales of customer’s data protection and are required to operate their businesses in compliance with the Personal

must not have untrustworthy characteristics and must perform fiduciary duty;             4.  Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening