) the intermediary who has maintained capital under other notification concerning the maintenance of capital; (3) the intermediary which has ceased its business according to the notifying letter submitted

an official written letter from the ERC, notifying the resolution of the ERC Meeting No. 16/2019, which approved the merger between the Company and GLOW as GLOW has duly fulfilled the conditions

-Translation- Ref. No. PorBor. 004 / 2020 January 10, 2020 Subject: Notifying cancellation of the resolution of the Board of Directors’ Meeting and Schedule Entering into Transaction of Disposing of

are allowed to also inform the SEC of the names of foreign business operators instead of only the names of the foreign personnel as previously required; 2. Modifying the requirements for notifying the

authorization. According to the conversation recorded, {B} had sent trading orders before notifying her client or sent out selling orders against of the client's instruction. {B} admitted that she had acted as

centers or hotels. And importantly, unlicensed business operators move their offices all the times without notifying their clients to avoid the clients? contact to redeem or withdraw their investment.  The

notifying list of incorrect or incomplete documents and a period of time for the applicant to fix or fill up additional information. ** The SEC Office will not consider the application or begin the processing

(Translation) Form 247-3 (SorChor. 6/2546) Announcement of Intention to Make a Tender Offer 1. Submission date: 16 February 2018 2. Name(s) of the person(s) announcing the intention to make the

under (1); (3) in announcing the net asset value and the value of investment unit, together with the selling price and the redemption price of open-end mutual fund, the management company shall be allowed

Market Supervisory Board No. ThorJor. And announcing the marketing committee The Stock Exchange of Thailand Re: Disclosure of Information and Actions Of the listed companies in the connected transaction