, Section 296/1 and Section 296/2, and civil sanctions under Section 317/4 and Section 317/5 of the SEA. The Civil Sanction Committee (CSC) has therefore resolved to impose civil sanctions on the six

Paragraph 1 of Section 296 and Section 296/2 of the SEA, as amended by the SEA No. 5 in 2016. The Civil Sanction Committee (CSC) has resolved to impose civil sanctions* on those three offenders, comprising

civil sanctions under Section 317/4, Section 317/5, and Paragraph 1 of Section 317/11 of the SEA, as amended by the SEA (No. 5). The Civil Sanction Committee (CSC) has resolved to impose civil sanctions

297 of the SEA.The Civil Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit

Sanction Committee has decided to impose civil sanctions** on the three offenders through the imposition of civil penalty, compensation at an equal amount to the benefit received or should have been received

2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building

impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

activities that may impose risks to the clients or the securities companies, and could consequently affect the overall market confidence." ------------------------- *{X1} Company Limited misconduct was in

)   To set out rulemaking guidelines that will not impose unnecessary burdens on business sectors and develop international standard regulations; and (6)   To expand interactive communication channels with

(1), in conjunction with Section 315, subject to the penalties under Section 296 and Section 296/2 of the Act.     The Civil Sanction Committee (CSC) has therefore resolved to impose civil