impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

activities that may impose risks to the clients or the securities companies, and could consequently affect the overall market confidence." ------------------------- *{X1} Company Limited misconduct was in

)   To set out rulemaking guidelines that will not impose unnecessary burdens on business sectors and develop international standard regulations; and (6)   To expand interactive communication channels with

(1), in conjunction with Section 315, subject to the penalties under Section 296 and Section 296/2 of the Act.     The Civil Sanction Committee (CSC) has therefore resolved to impose civil

action. Similar risk may arise if the investor has a derivatives position, whether in his/her name or in the name of other person, where the position exceed the amount impose by the derivatives exchange

arise from such action. Similar risk may arise if the investor has a derivatives position, whether in his/her name or in the name of other person, where the position exceed the amount impose by the

, where the position exceed the amount impose by the derivatives exchange, and the investor fails to close out the derivatives position as notified by the derivatives broker. 5. Risk from being unable to

to impose sanctions or to order the CIS operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify

to impose sanctions or to order the CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify

to impose sanctions or to order the CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors. Yes No If “No”, please specify