offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction

Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(2)(3)(4) Criminal Complaint

resulted from the instruction or the failure to give instruction which is duly required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with

complainants, namely (1) the initial clarification and related documents gathering phase, (2) the case consideration phase, and (3) legal proceedings phase. This complaint handling improvement aims to give more

give more emphasis on this matter.”  In this regard, SEC is proposing an amendment to the rules on renewal of approval for personnel in capital market businesses whereby an ESG course would be

companies to give trust investors adequate information. Trust managers will have the duty to prepare and disclose information relating to financial position and operating performance of the trusts. If they

, Passport Number : Expiry Date : will be appointed by [specify company’s name] , having its principle office located at Tel. as the company’s director/executive, I hereby give my permission to the SEC Office

November 2023. In alignment with the SEC's strategic plan and leveraging the expertise of Certified Financial Planner (CFP®), the course aimed to give a model for a standard financial training

investment in VC and PE Trust.    The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=826 . Stakeholders and interested parties are welcome to give comments and

/Pages/PB_Detail.aspx?SECID=639. Stakeholders and interested parties are welcome to give comments and suggestions via the website or email: apichayas@sec.or.th or janthaporn@sec.or.th. The public hearing