publicly disclose the rectified financial statement which has been audited by auditor.The order has been issued after the SEC findings indicated that the auditor gave adverse opinion on the SINGHA?s
April 26, 2012.Due to the following reasons, the auditor gave qualified opinions on PAF?s financial statements for Q3/2011 and year 2011: (1) PAF management imposed scope limitation in relation to share
PLC. and the SEC that the client gave him the username and password for submitting the trading orders as the client had just started investing and not familiar with the Internet trading program.Making
committee members with accounting expertise gave the audience, guidance on playing roles as audit committee; for instance, preparation of new auditor?s report and trend of Thai Financial Reporting Standards
elevate the quality and good governance of listed companies. Mrs. Pornanong Budsaratragoon, SEC Secretary-General, and Dr. Pakorn Peetathawatchai, SET President, gave opening remarks to more than 1,300
inquiry official against 558 offenders. Additionally, civil sanctions have been imposed in 62 cases against 246 offenders. These offenders gave written consent to comply with the civil sanctions imposed by
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
evidence, SEC has found that Artit gave investment advice and solicited the general public to invest in securities and derivatives. In so doing, he used the Japhoon Facebook account as an advertising channel
this year is emphasizing on applying digital technology to help fund mobilization to grow with sustainability and SME’s access into funding sources. Besides, he also gave the definition of fintech in