involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products
transactions involve share acquisition of five companies and an investment in the development of power generating projects. Such significant transactions are considered asset acquisition. The board of directors
as directors to the company. The trust instrument shall require the selection of the said individuals to be approved by the trust manager’s board of directors; (2) specifying the responsibilities of
clearing house in accordance with the criteria prescribed by the clearing house ; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the
in accordance with the criteria prescribed by the clearing house; (3) contracts having the following characteristics: (a) containing provisions that require one party to deliver goods to the other
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
require brokers to appropriately consider the credit risk management of their clients, including margin calls and force sell of collaterals; (5) To remove daily redemption fund from being classified as
* shall require business operators to postpone the principal repayment and cancel or postpone the payment of interest or any other returns upon occurrence of any of the following events: (a) business
above transaction does not meet the criteria that require to be proceeded in compliance with the Notification of the Capital Market Supervisory Board No. ThorJor. 20/2551 entitled Rules on Entering into