decisions on the client's behalf for a period of time. {A} admitted that the client allowed her to make trading decision to adjust the transferred securities from another securities company and she kept
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
study the information carefully before making investment decisions. The responsible underwriter must hand out the factsheet and the subscription form at sale points while securities firms must conduct the
from its routine inspection in Asia Plus Securities Plc., that {B} had been authorized by his client to make securities trading decisions on the client's behalf. The communication records showed that {B
Limited 11/02/2021 17:05 Notification of the Acquisition of Asset (edit) 09/02/2021 08:41 Notification of the Acquisition of Asset 15/06/2020 17:02 Notify the Resolutions of the BOD, Change of Objectives of
UTILITIES AND POWER PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 16/06/2021 08:08 Notification of the resolutions of the Board of Directors Meeting No. 7/2564 Re
CORPORATION PUBLIC COMPANY LIMITED Disclosure Business News ( 3 record(s) found) Date Time Heading Link 19/01/2023 17:38 Resolutions passed by the Board of Directors Meeting regarding the share acquisition, the
17:27 Entering into the Long-term land sublease agreement with JMT Network Services PCL, which is a connected person of the Company. (Additional reasons for delay in submission of resolutions) 21/09
Disclosure of information regarding connected transaction 21/08/2020 17:05 The Resolutions of the Board of Directors' Meeting regarding the holding of the Annual General Meeting of Shareholders no. 1/2020, the