กองทุน (NC) สำหรับกรณีที่ทรัพย์สินดังกล่าวเป็น digital token* ที่ไม่มีความเสี่ยงที่อาจเกิดขึ้นจากการเก็บรักษาทรัพย์สินลูกค้า (custody risk) รวมถึงให้ ก.ล.ต. สามารถติดตามระบบการดูแลทรัพย์สินของผู้ประกอบ
applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your
Custody of Customer Assets of Licensed Derivatives Broker 22/12/2004 16/01/2005 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak Bangkok 10900
) Allowing digital asset custodial wallet providers from the specified business groups with expertise, experience and readiness for keeping direct custody of financial assets to provide services to digital
custody. Additionally, funding portals acting as a bondholders’ representative are required to meet and maintain proper financial qualifications; and (3) Allowing securities companies licensed
areas such as customer-asset custody and Know Your Customer (KYC) / Customer Due Diligence (CDD) criteria, etc. These efforts will keep an appropriate balance between development and supervision in the
asset custody to institutional investors. Effectively, the proposed guidelines would level the playing field while maintaining an appropriate level of investor protection.In proposing these rules, the SEC
. 4/2543 Re: Custody of Client Assets of a Securities Company (codified as of 28/03/2002) (Synopsis) 04/01/2000 01/04/2000 2. Notification of the Office of the Securities and Exchange Commission 7
)** requirement for assets held in hot wallets and cold wallets to align with the proportions and sources of digital asset custody for clients. Additionally, there would be NC requirement for digital asset trading