) Regulatory sandbox: revising the definition of securities businesses to include an emerging business model that uses financial technology to experiment and offer innovative products and services to investors
explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 19 A securities company may agree with a client on the rate of return which the securities company
agencies is changed. Securities company shall make and keep explanation of reasons supporting the selection of credit rating for inspection made by the SEC Office. Clause 19 A securities company may agree
, financial instruments that have similar rights and obligations to securities, including digital tokens offered through ICOs. • Therefore, the SEC would like to propose a definition for “investment
เพือเพิมความสะดวกสบายในการชําระเงิน ให้แก่ลกูค้า โดยระบบนี 0จะช่วยเพิมประสทิธิภาพในการให้บริการด้านธุรกิจบตัรเครดิตของ ASB Cambodia มูลค่ารวมของรายการ: 1. Mobile Application 1. Requirement Definition
Investor and High Net Worth Investor; “management” shall have the same definition as specified in the Notification of the Securities and Exchange Commission concerning Issuance and Offering for Sale of
concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor Who Do Not Request to Take a Suitability Test; (2) high net worth investors as prescribed in the Notification
upon with the client. 5 The Association has the same meaning as the one stipulated in the Notification of the Capital Market Supervisory Board No. TorThor 35/2556 Re: Standard Conduct of Business
Commission concerning Determination regarding Definition of Institutional Investor and High Net Worth Investor. “high net worth investor” means a high net worth investor under the Notification of the