. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of
Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis) 26/09/2000 01/01/2001 5. Notification of the Securities and Exchange Commission 18/05/1992
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
Dealing of Foreign Securities (No.2) 15/10/2009 01/11/2009 6. Notification of Capital Market Supervisory Board TorThor 1/2551 Rules, Conditions and Procedures for Brokerage and Dealing of Foreign
e-service Online Submission See canceled document Securities Dealer Business >> Securities Dealing (Section 114) Type Title Section See Document Status Notified Date Effective Date 1. Act
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of the Securities and Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory
Exchange Commission: (1) The securities companies licensed to undertake all securities businesses in the category of securities brokerage, securities dealing, investment advisory service and securities
dealing business or securities underwriting business and capable of providing services related to debt securities and Sukuk is eligible to act as a bondholder representative. This is to ensure that the