comments on the proposed amendments to the regulations regarding advertising by digital asset business operators. The key points are as follows: (1) Adjust the font size of the warning notices in
Earlier, the SEC conducted a public hearing on the proposed principles and draft amendments to the net capital rules for business operators regarding the definition of Qualified Subordinated Debt
The SEC encourages WORLD shareholders to study information and exercise their voting right at the extraordinary shareholders’ meeting on 7 May 2024 in the case where WORLD will seek approval for a sale of 48.99 percent of the ordinary shares of WIE, the sole subsidiary of WORLD, to NAUTIC, which is a listed company on Catalist* under the Stock Exchange of Singapore. NAUTIC is a related party of WORLD with mutual shareholders. In this regard, NAUTIC will pay for WIE ordinary shares by issuing 52,...
On 20 November 2023, JKN submitted information through the SET Electronic Information System regarding an issue where certain board members did not receive the invitation to the Board of Directors
Legislative Drafting and Evaluation of Law B.E. 2562 (2019)** regarding the issuance of regulations for applying for licenses to operate securities trading center, clearing house, and securities depository
With the view to ensure more effective oversight, the SEC has sought comments on the proposed revisions regarding the issuance of debt securities of the LiVEx listed companies,* such as determination
UREKA will hold the annual general shareholders’ meeting on 30 April 2020 to seek approval for the investment of its subsidiary Ureka UU Co., Ltd. (UU) in two water supply projects to produce and sell tap water to the PWA Panatkikom Branch at the investment value of 237 million baht. To raise fund for this investment, UREKA will raise capital through a rights offering of common shares and seek a loan from a financial institution. The Board of Directors and the Audit Committee view that the...
SEC is proposing to amend the SEA in the part related to the preparation and submission of interim financial statements of listed companies. The amendment would allow SEC to have more flexibility in issuing regulations on disclosure of interim financial information, including the requirements on format, frequency and period of preparation and submission of interim financial reporting. Currently, SEC is not planning to amend the regulations related to preparation and submission of interim financi...
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public in the possible event of service discontinuance or financial problems that may occur on a continuous or concurrent basis among service providers as has recently been the case for foreign counterparts. In addition, the draft regulation is expected to further clarify the scope of supervision of digita...
Bangkok, 18 October 2016 ? The SEC is seeking public comments on the proposed rules concerning provision of securities and derivatives trading services with limited discretion according to clients? pre-determined investment scope.The proposed rules have taken into consideration the public?s and stakeholders? comments and suggestions collected from the hearing on the guiding principles in last August.The proposed rules aim to facilitate securities companies and derivatives business operators in p...