____________________________ Clause 12 A foreign company wishing to make an offer for sale of newly issued shares to the general public shall submit an application together with evidentiary documentation by complying with form
purpose of contacting and enquiring about providing consultation of investment; and; (5) complying with the Announcement concerning Translation of Analytical Research as specified by association . Clause 40
or not complying with any significant approval requirements for the offering of trust unit within the period of 5 years before applying for the offering; (2) pose no reasonable doubt to its ability to
law; (9) the Thai government agencies are not in breach of any condition in complying with the terms and conditions. Clause 16 In the case of an offer for sale of corporate bonds to the public, the Thai
the price of the underwritten securities upon complying with the following conditions: (1) an article or research paper shall contain a statement indicating the interest, whether directly or indirectly
underwritten securities or other securities relating to the underwritten securities in such a manner that any change in such securities may directly impact the price of the underwritten securities upon complying
underwritten securities in such a manner that any change in such securities may directly impact the price of the underwritten securities upon complying with the following conditions: (1) an article or research
Office to be the service provider by complying with the rules, conditions and procedures as prescribed by the SEC Office. In case the outsourced function under Paragraph 1 is investment management of
the service provider by complying with the rules, conditions and procedures as prescribed by the SEC Office. In case the outsourced function under Paragraph 1 is investment management of mutual funds
, reserving or terminating a client’s rights over assets , without or not complying with an order or consent given by the client or a person authorized by the client. Clause 10 A securities company shall not