efficiency of fund establishment. The waiver may be granted if there is no effect on Thai investors and without conflict with host jurisdiction regulations on investor protection, such as determination of

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

หนดไวต้ั้งแต่ปี 2544 ดังกล่าวข้างต้น น่าจะไม่สอดคล้องกับสภาพเศรษฐกิจและค่าของเงิน ในปัจจุบัน 4 ส่วนที่ 3 : หลักการ ส านักงานได้พิจารณา ASEAN Capital Market Dispute Rules (“ACM dispute rules”) ซึ่งเปน็

Baht 100.55 million was caused by (i) the settlement of a dispute in a lawsuit with one hirer in the amount of Baht 94.83 million in order to stop the risk which may have a negative impact to the

are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to

, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

under Thai law and the dispute has been arbitrated in the United Kingdom, THL is required to record in the financial statements for the year 2010 the liability under the agreements between THL and the

companies. If an investor did not place a trade, the investor should raise an objection to or dispute such transaction with the relevant asset management company. For any inquiries regarding mutual fund

Exchange Commission No. SorNor. 29/2549 Re: Acts that may Create Conflict of Interest on Fund Management and Protective Rules By virtue of Section 98(7)(b) and Section 126(1) of the Securities and Exchange