Bangkok, February 20, 2015 - The SEC suspended {A}, a securities investment consultant of Siam Commercial Bank Plc. (SCB), for failure to provide complete information or advice. In this case, he
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
Facebook page ชื่อ Securities management : Unlicensed securities and derivatives business (Disclosure Date : 19/10/2023)
Facebook page ชื่อ Securities trading : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)
Facebook page ชื่อ Securities management : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2023)
Facebook page ชื่อ Securities management : Unlicensed securities and derivatives business (Disclosure Date : 08/11/2023)
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Facebook page "Amazon Ohkajhu Securities" : Unlicensed securities and derivatives business (Disclosure Date : 25/07/2025)
Facebook page "Amazon Trading Securities" : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2025)