The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 20:10 Recent Enforcement Enforcement Search Please enter search criteria Name
The Securities and Exchange Commission สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 09 August 2024 19:19 Recent Enforcement Enforcement Search All | Criminal Complaints | Cases
Application "U securities" : Unlicensed securities and derivatives business (Disclosure Date : 05/01/2026)
Line "Citicorp Securities" : Unlicensed securities and derivatives business (Disclosure Date : 06/11/2025)
Line "LGT Securities" : Unlicensed securities and derivatives business (Disclosure Date : 11/03/2026)
the customer must place cash or listed securities as initial margin with securities company . However, bonds or investment units are not permitted to be place with securities company as collateral to
facilitate greater access to finance and business opportunity for Thai FinTech industry; and sustainable finance such as promoting green bonds and climate risk disclosure for listed companies. Initially
Notification of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Notification of the Securities and Exchange Commission (Translation) Published in the Government Gazette, General Issue, Volume 119, Special Section 32 Ngor, dated 4 April 2002. Readers should be