sectors. The amended rules specify that certain matters remain under the SEC supervision, including issuers? non-involvement in illegitimate businesses. The SEC, however, does not impose requirements
public announcement of a business takeover but failing to meet certain pre-conditions for making a tender offer for securities of such business because of uncontrollable external factors will be exempted
Securities Plc., for trading securities on behalf of clients.From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC probed into {A}'s case and found certain communication record
Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The
exploitation of this channel for the benefits of certain person or group of persons.Mr. Vorapol Socatiyanurak, SEC Secretary-General, said ?In establishing a retail fund, its investment units should be dispersed
executing certain financial transactions through her own bank account, and (3) Mr. Veerawat Sukwara, who also knew and persuaded several persons – namely, Mr. Krittiphat, Mr. Sunchai , Mr. Teerasit and Mr
KC Board of Directors, assisted in executing certain financial transactions through her own bank account, and (3) Mr. Veerawat Sukwara, who also knew and persuaded several persons – namely, Mr
web สำนักงาน (ภาคผนวก ข. ตัวอย่างแบบรายงานต่างๆ ที่แนบกับประกาศสำนักงาน ที่ สน. 29/2549 เรื่อง การกระทำที่อาจก่อให้ เกิดความขัดแย้งทางผลประโยชน์ในการจัดการกองทุนและหลักเกณฑ์ในการป้องกัน ลงวันที่ 19
appraiser in the approved list of the Office of Securities and Exchange Commission). In this regard, the Board of Directors is of the view that it is appropriate as fixing the base price with certain discount
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