where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new independent director within 90 days
Exchange Commission. Clause 2. In cases where any independent director of a securities company passes away or resigns or his/her approval is revoked by the Office, the securities company shall appoint a new
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026
rendering service increase 1 8 . 3 4 million baht or 1 0 0 % due to the subsidiaries terminated rental agreement of Khum Khan Toke and operate by itself. 1.5) Other revenue decrease 3.73 million baht or 30.47
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
million baht to ESES. Later the contract was terminated but there was no construction and installation. This case is in the process of inquiry by the special case inquiry official. SEC Act S.307 308 311
authorized management person of a financial institution who involved in the cause of damages or was jointly responsible for the damages to the financial institution of which license was revoked, or business
company’s website until its license was revoked. DAB Act S.30 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 9/2026 Dated 03/04/2026