Bangkok, January 18, 2012 ? The Capital Market Supervisory Board has resolved to revise the rules on custody of client assets by securities companies and derivatives brokers ("the companies") to
ใต้การกำกับดูแลของ ก.ล.ต. (จำนวนรายการที่พบ 189 รายการ) ชื่อ ประเภท วันที่เปิดเผยข้อมูล ข้อมูลอื่นที่เกี่ยวข้อง TIGER BROKERS SINGAPORE ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า 31/03
or not, are exempted from obtaining digital asset business licenses. Additionally, digital asset exchanges, digital asset brokers, and digital asset dealers are prohibited from providing services
Worth Investor 17/08/2012 01/09/2012 5. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis
/09/2012 3. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) 12/05/2012 16/05/2012 4
registered capital of digital asset exchanges, brokers and dealers; (2) Revision of the Net Capital (NC) rules as follows: (a) Minimum NC requirement : a minimum value of 25 million baht for business
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
of 477 SET-listed companies and 108 mai-listed companies, excluding 65 non-listed securities companies, asset management companies and derivatives brokers which entered the assessment for the first
The SEC has proposed amendments to the principles on the management of unclaimed client assets to enhance flexibility for securities companies and derivatives brokers (business operators) in cases
Securities Companies shall be in accordance with Chapter 2; (3) Additional Rules for Proprietary Trading of Derivatives Brokers shall be in accordance with Chapter 3. The management of investment of a juristic