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Notification of the Office of the Securities and Exchange Commission 15/2552

Executives of securities companies and personnel in securities business Registered Person in Derivative Business Broker, Dealer, Underwriter and other securities businesses Related Organizations Digital Assets

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=8496&SearchNo=

Notification of Capital Market Supervisory Board TorThor 47/2552

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo=

Notification of Capital Market Supervisory Board TorThor. 18/2553

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo=

Notification of Capital Market Supervisory Board TorJor. 47/2558

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nrs_main_search_en.php

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e-service Online Submission Derivatives Dealer >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission KorThor/Nor/Khor 4

https://capital.sec.or.th/webapp/nrs/nrs_search_cancel_en.php?ref_id=9907&cat_id=1151&topic_desc=Der...

SEC Search

Registered Selling Agent Handbooks / Best Practices Frequently Asked Questions (FAQ) Digital Assets Public Hearing Laws/Regulations Search Handbooks / Best Practices Frequently Asked Questions (FAQ) Digital

https://secsearch.sec.or.th/?search=%E0%B8%AA%E0%B8%B4%E0%B8%99%E0%B8%97%E0%B8%A3%E0%B8%B1%E0%B8%9E%...

Securities Inter-Dealer Broker

://www.https:bankofamerica.com CITI CITIBANK, N.A. http://www.citibank.co.th DEUT DEUTSCHE BANK http://www.db.com List of company licensed Inter-Dealer Broker (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=7174lcstype=/en

Securities Borrowing & Lending

https://market.sec.or.th/LicenseCheck/views/Intermediaries?lang=en&licno=7&grptype=727576lcstype=/en

SEC amends regulations on provision of advisory services for investment in foreign capital market products to enhance efficiency and flexibility

securities business in the category of securities brokerage, securities dealing or securities underwriting, and (2) a person licensed to undertake the derivatives business in the category of derivatives agent

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10504