auditors in the capital market in audit firms, starting from a minimum of four auditors from 1 March 2026 before increasing to a minimum of six auditors, starting from 1 March 2029 onwards. The proposed
securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the
executive in securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated that his misconducts on clients? assets involved
fine of 27,000 Baht and a further fine of 100 Baht each day for 12,963 days starting from November 15, 2019 until January 10, 2023 totally 1,296,300 Baht. The amount of total fine for the accused is
sentenced the accused to pay a fine of 19,000 Baht and a further fine of 100 Baht each day for 7,817 days starting from November 17, 2021 until January 10, 2023 totally 781,700 Baht. The amount of total fine
Clause 3(1). Chapter 3 Conditions Imposed on Licensees ____________________ Clause 10 An agricultural derivatives business licensee shall comply with the following conditions: (1) commencing the operation
on 16 April 2017). 4 (1) commencing the operation of the agricultural derivatives business according to the type specified in the license only after the SEC Office has examined and viewed that the
) Extending the time period for commencing the operation of the business from 180 days to 270 days from the date of obtaining the license. Under the proposed rule, the licensee could apply for an extension of
types of license applicants across all categories of licenses. Additionally, the SEC has revised related regulations. For example, the timeframe for commencing business operations has been extended from