------------------------- Securities Issuance and Takeover Asset Management Securities Brokerage/Dealer/Underwriter and Financial Advisors Marketing IP/FG Ombudsmen Private Fund Marketing Representative (PF) Accountants and Auditors
COMPANY LIMITED SEC has ordered AI Energy Public Company Limited (AIE) and its parent company Asian Insulators Public Company Limited (AI) to cooperate with their auditors for the audit of the companies
. (VTE)’s audited/reviewed versions of 2013 and Q1/2014 financial statements to October 28, 2014. Previously, the SEC notified VTE to rectify its 2013 and Q1/2014 financial statements due to the auditors
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
whose home regulator has already established equivilent rules on reporting of securities holding of directors, executives and auditors of issuing companies would be exempted from the SEC rules in this
of all 25 audit firms and individual approved auditors. The average score weighed against the total market capitalization was 1.64, compared to 1.79 in the first-cycle inspection during 2010-2012
Bangkok, May 15, 2014 ? The SEC in cooperation with audit regulators in ASEAN countries host the ASEAN Audit Regulators Group (AARG) Meeting on May 15-16, 2014 in Bangkok. Auditors from the world?s
, Investment Banking Club and participating approved auditors gear ?Pride of the Province III?, aiming to promote knowledge on capital market and fund raising to businesses nationwide. The project also supports
Office of the Securities and Exchange Commission Notification Re: Approval of Auditors of Securities Companies and Finance and Securities Companies No. OrThor/Nor. 7/2541 _____________ Section 106 of the