of sustainability-themed bonds. In addition, the SEC arranged the focus group session aiming to gather feedback from business operators and stakeholders on 28 March 2023. Most of the respondents

benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a

? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s

wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible for operation and management of RAM assets, arranged for RAM to sell its acquired shares of Kiatnakin Bank

having successful crowdfunding campaign. Furthermore, a pitch perfect session will also be arranged for entrepreneurs to meet and present their ideas with investors.     

regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture

, digital asset business operators in Thailand are required to obtain a license under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) and to be regulated by the SEC Office to ensure that

providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness

ประเมินสำหรับตลาดทุนในลักษณะองค์กรกำกับดูแลตนเอง (Self Regulated Organization: SRO) เพื่อเปิดกว้างให้สมาคมหรือองค์กรวิชาชีพประเมินที่มีความพร้อมสามารถยื่นเป็น SRO ต่อ ก.ล.ต. ได้ ในการนี้ ก.ล.ต. ได้เผยแพร่

countries, namely Cambodia, Laos and Myanmar, currently not regulated by members of International Organization of Securities Commissions (IOSCO) or not traded on the member markets of the World Federation of