Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market
deadline extension will help a lot of personnel in the capital market business whose approval will expire by the end of this year as well as other affected parties, from business operators to training
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Approval of Foreign Auditors
within five business days from the submission date. If an application is submitted close to the approval expiration date and the applicant fails to provide all required documents or complete the
Approval for Undertaking of Derivatives Business
Approval of Auditors in the Capital Market