appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires

Bangkok, 25 July 2017 ? The SEC is seeking public comments on the draft amendments to the rules governing application for a waiver of mandatory tender offer for all securities of a business pursuant

, the proposed amendments to the prohibited characteristics of major shareholders to provide greater clarity and to better reflect current risk developments. Key aspects include expanding the scope of

operational efficiency, reduce costs and documentation requirements for DR issuers, and accommodate increasing investor demand for DRs.     (2) Amendments to regulations on investment by Thai ETFs, to permit

At present, the SEC is in the process of amending the takeover regulations to enhance clarity and align them with international principles. The amendments aim to support the provision of sufficient

auditors and the effectiveness of internal control systems of IPO companies and secondary public offerings of newly issued shares by listed companies (SPO companies). The key proposed amendments are as

The SEC has proposed amendments to the principles on the management of unclaimed client assets to enhance flexibility for securities companies and derivatives brokers (business operators) in cases

Earlier, the SEC revised the principles on the prohibited characteristics of business operators to provide greater clarity and to better reflect current risk developments. The SEC then conducted a public hearing on the proposed principles from April to May 2026, with most stakeholders expressing agreement with the proposed principles.The SEC has therefore prepared three relevant draft notifications in line with the proposed principles and is now seeking public comments. The key provisions...