CRA should disclose the general nature of its compensation arrangements with rated entities, obligors, lead underwriters, or arrangers. a. When the CRA receives from a rated entity, obligor, originator
arrangements for the trust which shall be made under and in compliance with the scope, the rules and the conditions prescribed by the trust instrument; (b) the preparation and disclosure of the trust’s
the licensee is able to show that it has: (a) already provided sound and effective arrangements for management; (b) policy and effective measures for [i] preventing conflicts of interest, [ii
licensee is able to show that it has- (a) already provided sound and effective arrangements for management; 8 Amended by the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities
as a result of acts or omission to act intentionally or negligently [causing damage to the intermediary ]; (b) measures and arrangements for business continuity of service provider which shall include
intermediary as a result of acts or omission to act intentionally or negligently [causing damage to the intermediary]; (b) measures and arrangements for business continuity of service provider which shall
: (a) liability to the intermediary as a result of the service provider acting or omitting to act intentionally or negligently; (b) measures and arrangements for business continuity of the service